Treaty on the Non-Proliferation of Nuclear Weapons (NPT)
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The 2005 Review Conference:
Understanding the Challenges and Devising Responses
Workshop on the Nuclear Non-Proliferation Treaty
30 October 2004
New York
Rapporteur's Report
Summary of Recommendations
The following list reflects the recommendations offered by the
speakers and participants regarding a number of topics discussed during the
workshop. They are not attributable, and do not necessarily reflect the
viewpoint of all workshop participants.
Strengthening the review process
- Convene annual conferences to replace the PrepCom sessions.
- Establish a standing-bureau consisting of the president of the Review
Conference and a number of regionally representative vice-chairs to serve
throughout the period between one Review Conference and the next.
- The existing preparatory process should be transformed into a series of
one-week annual conferences of States parties that would consider the status of
the treaty. The final annual meeting could be extended by one week.
- The current PrepCom bureau should be reconfigured into a standing
five-member bureau that would have tenure throughout the preparatory meetings
leading up to the Review Conference.
- An extraordinary session of the General Conference of States parties should
be held in the event of a notification to
withdraw.
Preparing for the 2005 Review
Conference
- The difficult issues should not be avoided.
- The General Assembly should be offered an opportunity to discuss Security
Council Resolution 1540 (2004) and there should be complementary work done by
the Assembly and the Security Council on this issue.
- A couple of issues should be addressed with a very clear focus.
Reaching success at the 2005 Review
Conference
- The NPT and the IAEA system of safeguards should be strengthened.
- The three pillars of the Treaty should be re-examined: Are they all equally
important?
- The events of the last five years should be taken into consideration prior
to the 2005 Review Conference.
- In the absence of a consensus document, there should be strong political
support for the elements of the NPT.
- States should address the issues that are linked, i.e., disarmament and
nonproliferation.
- The final document should address the strengthened IAEA safeguards with a
view to ensure compliance by States parties.
Strengthening
Article IV
- Maintain the Additional Protocol.
- Develop a more intelligence-based safeguards system.
- Strengthen export controls.
- Create a mechanism that would curtail the right to peaceful uses of nuclear
technology for those member States found in violation of Article IV.
- Increase discussion of the political motivations behind acquisition of
nuclear weapons.
- Discuss an international system that does not rely on the existence of
nuclear weapons.
- If a State is found to be in violation of its Treaty obligations, it should
lose the right to peaceful nuclear energy.
- States parties should explicitly declare that the misuse of nuclear
technology would result in a suspension of their right to withdraw from the
Treaty under Article X.
- There should be a multilateral, rather than unilateral, approach to the
situation in order to avoid new sets of
discrimination.
Nuclear Disarmament
- State parties need to be realistic in their expectations, especially when it
comes to time tables for nuclear disarmament.
- Patience is needed for disarmament to achieve progress.
- Openness and honesty in dialogue are needed to confront concrete
challenges.
The Fissile Material Cut-Off Treaty
(FMCT)
- FMCT negotiations should move forward as a confidence-building measure in
the Conference on Disarmament (CD).
- The IAEA safeguards system should be considered proof that a verifiable
treaty on FMCT dealing with both current stockpiles and future production is
possible.
- A legally binding instrument would build confidence that NWS are prepared to
move forward, while a non-verifiable treaty would not.
Introduction
The Center for Nonproliferation Studies (CNS) of the Monterey Institute
of International Studies (MIIS), and the Permanent Mission of Indonesia to the
United Nations jointly sponsored a workshop on 30 October 2004 in preparation
for the 2005 Review Conference of the States party to the Nuclear
Non-Proliferation Treaty. Close to seventy participants, including the
chairpersons of the three Preparatory Committee (PrepCom) sessions and the
president-elect of the Review Conference, evaluated the outcome of the
preparatory phase for the Review Conference, and considered ways to effectively
deal with the most pressing challenges facing the Treaty today.
The
meeting began with opening remarks by Ambassador Rezlan Jenie, Permanent
Representative of Indonesia to the United Nations, and Professor William Potter,
Director of the Centre for Nonproliferation Studies. The following sessions
consisted of an overview of progress made in the PrepCom phase, a consideration
of ways to strengthen Article IV, and an analysis of nuclear disarmament. The
workshop concluded with a discussion on what would constitute a successful
outcome of the Review Conference during which Ambassador Sergio Duarte, the
president-elect of the Review Conference, reflected on his consultations in
preparation for the Conference. The workshop agenda and a final list of
participants are annexed to this report.
This report is intended as an
aide memoire for participants in the workshop, and is meant to give an
indication of the range of issues discussed, and the nature of those
discussions. As per the established tradition, the workshop was held under
Chatham House rules in which statements and comments made during each session
have are not attributed to specific individuals or to the organizations that
they represent. The report reflects the views of the meeting's
rapporteur, Ms. Risa Mongiello,[1] and the
workshop organizer, Mr. Jean du Preez from CNS, who bear sole responsibility for
its contents.
Session I: The Road to 2005: Where Are We?
- The introductory session of the workshop sought to identify the current
challenges, the areas of convergence and divergence at the 2004 PrepCom meeting,
and possible ways to reconcile some of the major disagreements.
The opening speaker noted that all State parties should
recognize the seriousness of the problems the nuclear non-proliferation regime
is currently facing. He identified Articles IV and VI, security assurances, the
lack of consensus on compliance issues, and non-state actors acquiring nuclear
weapons as some of the major issues facing the Treaty. He emphasized that time
was not on the side of the international community, and the luxury of postponing
the debate no longer exists. He called for possible new approaches to
reconciling some of the principal disagreements that were evident in the
preceding PrepCom, and for the identification of issues where the views of most
States parties converged.
The second speaker identified two areas that
needed to be dealt with prior to the 2005 Review Conference: procedural and
substantive issues. He also noted that, although a provisional agenda should
have provided for the compilation of background documentation for the Review
Conference, no such documentation will be prepared due to disagreement over the
agenda. Regarding the substantive challenges, he identified several
recommendations that were put forth on the strengthened review process
including:
- Convening annual conferences to replace the PrepCom sessions.
- Establishing a standing-bureau consisting of the president of the Review
Conference and a number of regionally representative vice-chairs to serve
throughout the period between one Review Conference and the next.
- Establishing a framework for strengthening and implementing the Treaty.
- Verifying the articles of the Treaty.
The speaker also
offered recommendations on potential ways to measure success in
2005:
- Progress towards the early entry into force of the Comprehensive Nuclear
Test Ban Treaty (CTBT).
- Commencement of negotiations on a fissile material cut-off treaty
(FMCT).
- Progress towards internationally and legally binding negative security
assurances (NSAs).
- Establishing a comprehensive approach to allegations of non-compliance.
- Ensuring the peaceful use of nuclear energy.
- Adherence to IAEA safeguards and the Additional
Protocol.
In regard to safeguards/Additional Protocol issue,
he noted that near consensus exists among State parties to ensure the
non-diversion of nuclear material in the absence of undeclared nuclear
activities. This is one area in which the views of States parties converged.
The final speaker during this session discussed the areas of
agreement and disagreement regarding the upcoming Review Conference. She noted
that there was general agreement that the 2005 Review Conference would be very
difficult due to unrealistic expectations by many NPT delegations. She
identified three areas currently challenging the Review Conference: disagreement
over the agenda, disagreement over related background documents, and the role of
the Review Conference within the regime. With respect to the third issue, she
referred to a recent British study that concluded that the documentation
produced by the Review Conference could potentially be used to interpret the
provisions of the Treaty. She also addressed the issue of how to work
constructively to prevent the acquisition and use of nuclear weapons. She noted
four major problem areas that need to be addressed at the Conference:
- The erosion of confidence in the regime's ability to meet a number of
States' interests including: security (i.e., North Korea and Iran),
technical and security aspects of peaceful uses of nuclear energy, and regional
and global interests.
- The Review process has not been able to deliver credible pressure on
implementation of the Treaty.
- NPT parties continue to be denied effective mechanisms by which they can
assert their collective will on non-compliance; specifically, the Security
Council is not able to deal with the micro-management of non-compliance issues
while the mandate of the International Atomic Energy Agency (IAEA) only ensures
compliance with safeguards agreements but not the Treaty itself. Serious
proliferation challenges fall into the gap between the Security Council and the
IAEA, and are consequently dealt with through piecemeal procedures by some
States using regulatory mechanisms to deal with the challenges to the
regime.
- The nuclear weapons States (NWS) continue to treat their disarmament
obligations as second-class priorities that may be addressed only when it is
convenient for them.
She concluded by noting that the
biggest challenge was implementation, and asked whether the States parties could
develop and agree on the kinds of tools needed to seriously implement the
Treaty.
The areas of disagreement at the 2004 PrepCom were commonly
identified among most speakers as:
- progress, or the lack thereof on nuclear disarmament,
- legally binding security assurances,
- nonproliferation and peaceful uses of nuclear technology,
- balance between safeguards and peaceful uses of nuclear technology,
- procedural issues, i.e., background documentation and inclusion of the 2000
and/or 1995 background documents,
- substantive issues, i.e., the DPRK, verification and compliance,
- NGO participation, and
- non-state actor acquisition of nuclear
weapons.
Discussion:
Following the
speakers' presentations, several issues were raised regarding ways in
which to approach the 2005 Review Conference. It was noted that a modest
approach to the Conference would be more beneficial than overly ambitious
expectations. It was emphasized that the regime should reflect on the original
simplicity of what the Review Conference was supposed to be. However, issues
such as terrorism, ways to respond to the North Korean challenge, and how to
deal with the discovery of other clandestine nuclear programs need to be
reincorporated into the review process. It was also stressed that States
parties should be pragmatic in their approach, and that balance was the only way
to find common ground. It was also stated that responsibility is the basic
principle of dealing with any international agreement, and that the outcome of
the Review Conference will depend heavily on procedural issues.
The
"gap" between the responsibility of the Security Council and the
IAEA to ensure compliance with the Treaty was also addressed. It was stated that
the Proliferation Security Initiative (PSI) was focused on that gap, and that it
was either going to be a model for strengthening the current norm, or an effort
to work outside of the norm to address compliance. The question of how an
enforcement mechanism could be reintegrated into the NPT was also raised.
It was noted that States parties should be careful be ambitious when it
comes to implementing and upholding agreements to support the regime. The need
for a commonality of purpose in the review process was also emphasized in order
to achieve consensus on what the NPT is and what it seeks to accomplish.
The establishment of an implementation and verification body for the
NPT was identified as a mechanism that would be a positive step
forward.
Four succinct recommendations were offered:
- A better atmosphere should be created between now and May 2005.
- The difficult issues should not be avoided. In this regard reference was
made to the fundamental balance between the 1995 and 2000 Review
Conferences.
- The General Assembly should be offered an opportunity to discuss Security
Council Resolution 1540 (2004), and there should be complementary work done by
the Assembly and the Security Council on this issue.
- Rather than judging ambition or modesty, an alternative approach would be to
only address a couple of issues with a very clear focus, such as clandestine
acquisition of nuclear weapons or compliance, as not all of the issues need to
be solved simultaneously.
Session II. Strengthening Article IV: Plugging The
Fuel Cycle Loophole
The second session of the workshop addressed the following
questions:
- What can be done to strengthen the link between the inalienable right to
nuclear technology for peaceful uses and safeguards and nonproliferation
obligations?
- Is there a need to revisit this right?
- What measures can be taken to limit the proliferation dangers of the most
sensitive parts of the nuclear fuel cycle?
- What is the IAEA's role in this?
- Are safeguards enough?
- Can limits on the development of fuel cycle technologies be accompanied by
demonstrable and significant progress on disarmament?
The
first speaker presented a paper entitled "Ways to Strengthen Article IV
and Safeguards" in which he addressed how to deal with the nuclear fuel
cycle consistent with nonproliferation objectives in the current environment.
He also identified some of the major challenges regarding the fuel cycle,
particularly with respect to Article IV of the Treaty, including:
- Illicit sources of supply and the threat of terrorist acquisition.
- Increased motivations to acquire nuclear weapons by both State and non-state
actors.
- Increased access to the knowledge, know-how, and resources needed to build a
nuclear capability.
- Increased diversified sources of technology and
equipment.
He recommended two primary approaches - de
jure and de facto - to address these challenges.
- De jure: Amending the NPT (a nearly impossible process with a very
problematic outcome) or negotiating and bringing into force new politically or
legally binding obligations.
- De facto: Focus on assurance of nuclear supply
through:
- Measures to reinforce the existing global enrichment
market.
- The establishment of consortia of nuclear fuel suppliers.
- The instituting of a nuclear fuel bank or banks of low enriched uranium.
The speaker pointed out that the de facto approaches contain two
major advantages:
- They address most of the concerns that could arise with respect to assurance
of supply.
- They put States that are reluctant to forego national sensitive fuel cycle
activity in the position of having to provide a politically credible reason to
other States for why they have to pursue a full national nuclear fuel
cycle.
Two questions were put to the workshop for discussion:
- Are States' needs for a nuclear fuel cycle a question of security,
national pride, power, or deterrence?
- What are the motivating factors and the incentives necessary to reinforce
the nonproliferation treaty regime?
The second speaker during
this session identified several challenges regarding Article IV and offered a
number of recommendations. He categorized the challenges as:
- The existence of a black market in nuclear technology.
- The lack of a legal interpretation within the NPT of Article IV.
- The inherent imbalance in the NPT: NWS can have weapons while NNWS only have
access to peaceful nuclear technology.
- NWS continually place restrictions on supply to NNWS corroding the
relationship between the two.
- Grandfather effect: how to deal with facilities that already
exist.
His recommendations included:
- Maintenance of the Additional Protocol, which provides access for the
IAEA's inspectors.
- A more intelligence-based safeguards system.
- Strengthening of export controls.
- Possible creation of a mechanism that would curtail the right to peaceful
uses for those member States found in violation of Article IV.
- Increased discussion of the political motivations behind acquisition of
nuclear weapons.
- Discussion of an international system that does not rely on the existence of
nuclear weapons.
Discussion:
During the
discussion that followed the presentations, emphasis was placed on the
interpretation of Article IV, and the possible future use of "nuclear fuel
banks." In this context the relationship between Articles IV, I, and II
was highlighted. It was noted that the NPT clearly states that countries who
have signed the Treaty have agreed that their peaceful use rights can only be
exercised in conformity with Articles I and II. It was also emphasized that
"when a country makes clear to us that it does not have peaceful purposes,
or lies to the international community for years about its program, it
demonstrates to all of us that it does not have peaceful uses in mind." In
this regard, it was pointed out that the Review Conference might need to
consider the continued validity of Article IV regarding the inalienable right to
produce nuclear energy for peaceful purposes and the source of that right. The
question was raised whether or not it was time to establish a qualitative
difference between reprocessing and enrichment. It was also noted that although
reprocessing has fewer civilian implications than enrichment, that long-term
storage implications need to be addressed.
A substantive discussion
was held on how to approach Article IV issues at the Review Conference. The
following recommendations were offered:
- The right to the peaceful use of nuclear energy depends on whether States
have earned that right; however, if a State is found to be in violation of its
Treaty obligations, it should lose that right.
- States parties should explicitly declare that the misuse of nuclear
technology would result in a suspension of their right to withdraw from the
Treaty under Article X.
- There should be a multilateral, rather than unilateral, approach to the
situation in order to avoid new discrimination against certain
States.
It was also emphasized that altering Article IV in any
way would a have negative impact because it would discourage countries outside
the NPT from joining. In this context, the distinction between obligatory and
voluntary measures was noted. For example, Iran implemented voluntary measures
with respect to the Additional Protocol and the nuclear fuel cycle. A question
was raised whether developing countries "really have the right to
peacefully develop technology under full-scope safeguards?" It was noted
that if countries that have spent millions to construct power plants were denied
the right to develop nuclear energy, they would remain dependent on power from
the outside.
The question was also raised whether States parties that do
not possess nuclear technology, but that are seeking to obtain it, should be
automatically considered as violators of the NPT, and therefore not be permitted
access to nuclear technology. In this regard it was noted that the NPT should be
a framework that member States can rely on year after year, and that the
interpretations of the scope of Article IV should be carefully considered.
Discussions were also held on the proposals by IAEA Director-General Dr.
Mohammed ElBaradei regarding multilateral or regional nuclear fuel centers.
Along this line, the concept of a nuclear fuel bank under the control of the
IAEA was also discussed. In this context the following issues were
identified:
- The establishment of a commission responsible for a nuclear fuel bank would
require the endorsement of members of the IAEA.
- What authority should the bank have over NPT States parties who do not wish
to "deal with" the bank?
- A system of economic apartheid in the security sector will develop if
countries with no nuclear facilities are forced to deal with the nuclear fuel
bank, while more developed countries with already established fuel cycles can
avoid doing so.
It was mentioned that the idea of a fuel bank
was not to interfere with existing capabilities or the market place. It was
explained that if a country could not find what it needed in the market, then
the bank could provide it to avoid interruption of peaceful nuclear energy
activities. The question of access to nuclear technology was also addressed by
emphasizing that the supply of nuclear fuel exceeds demand at this point, and
that there should therefore be no market reason for new fuel cycle capacities to
come on line. The concept of a nuclear fuel bank under a multilateral system
would make any participating member State a co-owner. It was noted that such
ownership could potentially limit the areas where this dangerous technology
might be located.
Section III: Nuclear Disarmament
The third section of the workshop addressed the following major
questions:
- What are the prospects for implementing the 13 Practical Steps agreed to at
the 2000 Review Conference?
- Should a multilateral verifiable treaty banning the production of fissile
material for nuclear weapons be the next step?
- If so, how can it be achieved?
- What would be the mandate for a CD subsidiary on nuclear disarmament?
- How can further reductions on non-strategic nuclear weapons occur?
- Can the three States not party to the NPT be incorporated into disarmament
efforts?
The first speaker (a representative from a nuclear
weapon State) opened his presentation by making three distinct
points:
- While the goals of the NPT have not changed since 1968, disarmament is not
an end in itself; achieving security is also important.
- Security is precisely the objective of the NPT as seen in the 1995 and 2000
agreements.
- International peace and security and halting the spread of nuclear weapons
are all goals of the NPT.
He continued by noting that the
challenges to global peace and security have changed since the Treaty's
inception. Issues such as terrorism and parties outside the Treaty are
different from the challenges the regime faced during the Cold War. While
nuclear disarmament and nonproliferation are equally important, he emphasized
that the present challenges need to be reflected in the regime's
priorities. He also noted that there has been progress in recent years as the
NPT has helped to decrease the nuclear arsenals of the NWS. In this regard, he
referred to the reduction of the operational stockpile of one NWS to 200
warheads. He concluded by offering four recommendations:
- State parties need to be realistic in their expectations, especially when it
comes to time tables for nuclear disarmament.
- FMCT negotiations should move forward as a confidence-building measure in
the CD.
- Patience is needed for disarmament to achieve progress.
- Openness and honesty in dialogue are needed to confront concrete challenges.
The second speaker focused on the prospects for implementing
the 13 Practical Steps. He made the following points
- Interpretation of the steps on "nuclear disarmament" and
"general and complete disarmament" presents a challenge to the
continued validity of the 13 Practical Steps.
- An obligation of results (implementation) and conduct (effort)
exist within Article VI. The 13 Steps are therefore a reflection of a norm in
Article VI - the rule of law with regards to arms control - and
should be respected as such.
The speaker also offered the
following three recommendations
- Recognition of the legitimacy of the call for nuclear disarmament given that
the NWS continue to argue that nuclear weapons have a deterrence value.
- Amending the NPT is not realistic, but expanding the scope of obligations is
feasible.
- NNWS should maintain their leverage regarding the scope of all obligations
under the Treaty.
The third speaker made six main points
regarding nuclear disarmament:
- The goals and obligations of the NPT have not changed. The NWS and NNWS
remain parties for the same reasons, and therefore States parties should confirm
all their obligations and not be selective.
- Disarmament is not an end in itself. It should been seen against the
backdrop of the overall process of international security. The way to move
forward is through a step-by-step process, i.e., security, stability, and
verifiability.
- Progress can be achieved through transparency.
- Challenges have changed since the end of the Cold War, including: a) the
possible re-integration of nuclear weapons in security policies; b) the need for
NWS to lead by example; c) the critical importance of an FMCT, especially given
the existence of about 370,000 tons of loose nuclear material and no
comprehensive mechanism designed to deal with it; and d) the NPT's erosion
as States outside the regime feel ignored.
- Confidence building is required in the fields of nonproliferation and
disarmament. Instilling momentum into the process of disarmament would
demonstrate the political will to promote implementation of the Treaty. One way
to build on the 13 Practical Steps would be to agree that they exist.
- Honest dialogue on both nonproliferation and disarmament issues related to
the NPT is needed. States parties should not shy away from discussing some
issues that may, for some parties, be uncomfortable.
Discussion:
Emphasis was placed on the
issue of security, and it was noted that it was difficult to understand how
tenable the situation can be with only some States having the privilege of
security through the possession of nuclear weapons. It was stressed that
progress in nonproliferation needed to be matched by progress in disarmament.
It was also noted that disarmament needed to be matched by compliance
with nonproliferation obligations. It was further emphasized that, with respect
to the relation between nonproliferation and disarmament, NWS were not advancing
arguments to convince advocates of disarmament that nonproliferation was really
working toward disarmament efforts.
The issue of verifiability regarding
nuclear disarmament was also emphasized. It was stated that the principles of
transparency, accountability, and verifiability are key to the principle of
nuclear disarmament. Referring to the International Court of Justice (ICJ)
opinion that the use or threat of use of nuclear weapons is generally considered
illegal, it was noted that the applicable law holds that verifiability is
essential to the efforts of disarmament. The participants identified the
following questions to be considered in preparation for the Review
Conference:
- What are the criteria for judging whether or not a NWS is meeting its
obligations under Article VI?
- If nuclear weapons are never to be used, then isn't disarmament the
next step?
- Can we achieve security without disarmament?
- Can proliferation be countered by supply-side denial of nuclear technology?
- Does focusing only on nonproliferation actually narrow our ability to deal
with post-9/11 threats?
With regard to the FMCT, the following
recommendations were made:
- The IAEA safeguards system should be considered proof that a verifiable
treaty on FMCT dealing with both current stockpiles and future production is
possible.
- The abundance of fissile material makes a verifiable treaty even more
important.
- A legally binding instrument would build confidence that NWS are prepared to
move forward, while a non-verifiable treaty would not.
It was also suggested that an FMCT would help turn a corner
with the NWS psychologically as it would reinforce with a legally binding
instrument a common goal between the NWS and the NNWS that fissile material will
not be produced. In this context, it was noted that a non-verifiable FMCT could
at least push the negotiations forward. It was further suggested that the
security of NWS also needed to be taken into consideration during the course of
the reduction of nuclear weapons. The notion that pragmatism, realism, and
responsibility are needed when dealing with nuclear disarmament was asserted.
When making nuclear disarmament verifiable, care must be taken given the new
threats and challenges of terrorism. However, it was also suggested that a
non-verifiable FMCT would pre-empt disarmament measures, and that a
non-verifiable treaty would be contradictory to other obligations under the NPT.
Participants also emphasized that States parties need to live up to
their agreements in the international security field, whether they are legally
binding or not. To enhance security through arms control, verifiability and
confidence building are necessary. The question was raised whether disarmament
goals could really be achieved through nonproliferation?
Section IV: The 2005 Review Conference: Agreement At Any Cost?
The final session addressed the following six major
questions:
- What outstanding issues should be addressed prior to the 2005 Review
Conference, and how will this be accomplished?
- Is there a need for the Review Conference to reaffirm recommendations made
during the 2000 and 1995 Conferences?
- How should a Review Conference's success be measured?
- What would be the consequences of a "failed" conference?
- Would changes in review process procedures enhance State parties'
ability to forge agreement?
The first speaker during this
session focused primarily on the question of, "How should a
successful Review Conference be measured?" He presented several concrete
components for success:
- States parties should participate in collective action through agreed and
substantive results.
- Results should comprise practical measures and augmented standards of
oversight and commitment by adoption of the Additional Protocol as the
embodiment of new nonproliferation standards.
- There should be tangible progress on previously agreed to obligations under
Article VI concerning nuclear disarmament.
- NWS should demonstrate their commitment to Article VI in a tangible
way.
- Entry into force of the CTBT and FMCT should remain two key priorities.
- One of the best contributions that could be made is putting the CD back to
work and agreeing on a program of work.
- A review of the controls over certain elements of the nuclear fuel cycle
should be completed.
With regard to institutional mechanism
to strengthen the review process, he proposed that:
- The existing preparatory process should be transformed into a series of
one-week annual conferences of States parties that would consider the status of
the Treaty. The final annual meeting could be extended one week.
- The current PrepCom bureau should be reconfigured into a standing
five-member bureau that would have tenure throughout the preparatory meetings
leading up to the Review Conference.
- An extraordinary session of the General Conference of States parties should
be held in the event of a notification to withdraw.
- State parties should be more active in debates and should not be
"passive observers."
The second speaker also
discussed possible measures to achieve success at the 2005 Review Conference.
He noted that a successful conference will be a function of how the States
parties prepare in the months to come. He cautioned that if expectations are too
high, the potential for failure will also be high. In addition, he emphasized
that the States parties should not aim too low. He also emphasized that success
will be measured by whether or not procedural issues can be resolved prior to
the Conferences. He offered the following recommendations:
- Leave the NPT in at least as good of shape as it was when it was created, if
not better.
- The NPT and the IAEA system of safeguards should be strengthened in order
for success to be achieved.
- The implementation side of the Treaty should be much more effective.
- The three pillars of the Treaty should be re-examined: Are they all equally
important?
- The events of the last five years should be taken into consideration prior
to the 2005 Review Conference.
- In the absence of a consensus document, there should be strong political
support for the elements of the NPT.
The speaker concluded
by noting that if there is failure in the area of nonproliferation, it is likely
that the NPT will fall apart much faster. He, however, admitted that consensus
will not be easy to achieve.
Discussion:
It was noted
that States parties should expect that the most important issues would be
resolved at the last minute, and delegations should be prepared to cooperate to
allow the Review Conference to start. It was also stated that the management of
the conference would be one of the most critical elements. It was recalled that
the joint P-5 statement issued just prior to the 2000 Review Conference, which
purposefully omitted any reference to PAROS, contributed to the success of the
Conference. It was also emphasized that the focus in 2005 should be on how to
prevent nuclear weapons and nuclear material from being acquired or used by
non-state actors. In this regard, it was pointed out that implementing Security
Council Resolution 1540 was critical. Another view, however, maintained that
reporting on the States' obligations under the NPT was as important as
non-state actors and Resolution 1540 since reporting relates to accountability.
In this regard, a call was made for more quantifiable and transparent
reporting.
In response to a comment by one of the speakers regarding the
three pillars of the NPT, it was stated that all three pillars should be
considered of equal importance. Another participant noted that although all
three pillars are important, at this point in time, nonproliferation needs to be
attended to more than the others. Another view pointed out that all three
pillars should be dealt with equally or the "three legged stool"
will become very unstable.
With regard to the issue of possible future
withdrawal from the Treaty, questions were raised whether the States parties
should obtain a legal opinion on the position of the DPRK with respect to
Article X. The question was raised as to what effect withdrawal stipulations,
such as the restitution of nuclear equipment and facilities obtained under
Article IV, the requirement to consult with States parties prior to withdrawal,
or the denial of withdrawal to States that are under investigation for
non-compliance, would have had on North Korea had they been in place. The
question of under what legal authority the international community is raising
the issue of withdrawal was also raised. In response to these questions, it was
stated that the NPT does not provide for any legal advice on how to deal with
withdrawal.
A number of other suggestion were offered on what should
be addressed in order for the conference to be successful. These
included:
- The 2005 Review Conference should be regarded as part of a process to
enhance nonproliferation efforts. It was also stated that States parties should
respect one another's positions and proposals as everyone agrees that the
NPT should contribute to collective security for all.
- Future PrepComs should become a more coherent process with a broader text
being circulated as a basis for discussions. It was also noted that States
should address the issues that are linked, i.e., disarmament and
nonproliferation.
- The final document should address the strengthened IAEA safeguards with a
view to ensure compliance by States parties. In this context, reference was made
to possible new enforcement mechanisms for the NPT regime.
- Nuclear disarmament, the CTBT, and nonproliferation efforts were all of
great importance
Two related questions were considered central to the success of the conference:
- Can the Treaty's relevancy survive the challenge of the production of
new nuclear weapons?
- Can the entry into force of the CTBT and a verifiable FMCT counter-balance
the first challenge?
Conclusion
Mr. Jean du Preez from CNS closed the workshop by stating that the
States parties have strong leadership to guide them towards success at the
Review Conference, but that time is running out to reach agreement on some of
the important issues that need to be resolved beforehand. He emphasized that the
Treaty remains important for all, stating that if the Conference is to be
successful, it should operate in a better atmosphere than the PrepCom. He
concluded by suggesting that States parties should carefully consider the
consequences of success at all costs, especially in the context of creating a
final document.
[1] Ms. Risa Mongiello is a former Monterey
Institute intern at the Department of Disarmament Affairs in New York.
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